- This is to certify thatRicardo Monteiro Oliveirahas successfully achieved theCompliance Management (ISO 37301) Foundation CertificationCertification number5F638A8Issued at Toronto, Ontario - CanadaIssue date05/15/2022© Copyright ITCERTS, Inc. All rights reserved.Authorized signatureThis certification attests that the candidate has passed a proctored, closed-book examination, with identification verification conducted during the assessment.

This is to certify that
Ricardo Monteiro Oliveira
has successfully achieved the
Compliance Management (ISO 37301) Foundation Certification
Certification number
5F638A8
Issued at Toronto, Ontario - Canada
Issue date
05/15/2022
© Copyright ITCERTS, Inc. All rights reserved.
Authorized signature

This certification attests that the candidate has passed a proctored, closed-book examination, with identification verification conducted during the assessment.
Ricardo Monteiro Oliveira
Earners of the Compliance Management Foundation (ISO 37301) certification have demonstrated foundational knowledge of the ISO 37301 standard.
This certification confirms that the professional has the knowledge required to establish, develop, implement, evaluate, maintain, and improve an effective compliance management system within an organization. in accordance with the ISO 37301 standard.
The exam covers topics such as Scope, Key Terms and definitions, Context of the organization (Understanding the organization and its context, Understanding the needs and expectations of interested parties, Determining the scope of the compliance management system, Compliance management system, Compliance obligations, and Compliance risk assessment), Leadership (Leadership and commitment, Compliance policy, Roles, responsibilities and authorities, ), Planning (Actions to address risks and opportunities, Compliance objectives and planning to achieve them, and Planning of changes), Support (Resources, Competence, Awareness, Communication, and Documented information), Operation (Operational planning and control, Establishing controls and procedures, Raising concerns, and Investigation processes), Performance evaluation (Monitoring, measurement, analysis and evaluation, Internal audit, and Management review), Improvement (Continual improvement and Nonconformity and corrective action).
Earning criteria:
To earn the Compliance Management Foundation (ISO 37301) certification candidates must successfully pass the ITC-062: Compliance Management Foundation (ISO 37301) exam - Foundational level.
A score of 70% or higher is required to pass the exam.
The ITC-062: Compliance Management Foundation (ISO 37301) exam is a closed-book and remotely proctored exam.
ITCERTS recommends that candidates have at least 6 months of work experience in Compliance Management before sitting for the exam.
This certification is considered good-for-life and does not expire.
Skills / Knowledge
- ISO 37301
- Compliance
- Compliance Management System
- Compliance Risk Assessment
Issued on
May 15, 2022
Expires on
Does not expire